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Tom Mitchell

Tom Mitchell

Compliance Officer

Tom began in the financial services industry in 2008 with Penn Mutual and later that year, he joined the RHM team running day-to-day trading & operations for the organization. In January 2018, Tom was named Branch Office Manager, overseeing all trading & operations, in addition to being responsible for the overall compliance oversight for our group of affiliated financial advisors. In 2019, Nexus Financial was created as the marketing organization for RHM and IFG. Tom’s responsibilities continue to be the management of our trading & operations team, compliance oversight for our affiliate advisors, as well as working with our advisors to develop strategies for their clients to work towards the achievement of their short and long-term financial goals. Tom graduated Magna cum Laude from Temple University where he earned a bachelor’s degree in Business Administration/Marketing. Tom also holds his FINRA Series 7, 24 and 66 licenses and is life insurance licensed in multiple states. Tom currently resides in Quakertown, PA with his wife Erica, and their three children, Joshua, Sophia & Lilly.